NASAA Series 63 Breakdown
From NASAA....
Series 63
The Uniform Securities Agent State Law Examination was developed by NASAA in cooperation with representatives of the securities industry and industry associations. The examination, called the Series 63 exam, is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.
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For exam prep materials check out our Series 63 site for info and purchasing information
2 comments:
I would suggest for them to enroll in series 63 courses to completely prepare themselves for the exam and to give them the proper education and training to be fit for the license. It is not easy to pass that exam and I don't think that series 63 sample questions, info and tips would be enough help for those interested in getting the license.
Series 65 Texas exam can also be of good choice if that's really what you think you really need to take. Series 63 is also good if you know that it's what you need to take as well.
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